Bio Hazards

Some grad students and postdocs who write to me have advisors who abuse the advisor-advisee relationship by making unreasonable demands on their advisees regarding how they spend their work time, how their time and contributions are credited in publications, and (in the case of grad students) how much time they spend as students before being awarded a degree. In some of the worst cases, the advisors make specific or veiled threats that their future letters of recommendation for the student/postdoc will only be positive if the student/postdoc does what the advisor (unreasonably) demands. The students/postdocs are trapped, fearing for their future careers. (This fear of letters of recommendation also occurs in other situations.)

Most, but certainly not all, of these emails are from students and postdocs in the biological sciences, and specifically biomedical/biochemical fields. As I've discussed before, that could be because there are more people in these fields, or it could be because these fields have a greater propensity for misbehavior, based on the size and structure of the research labs. I don't know (but there are many interesting comments on the post linked to previous sentence).

Some of the scenarios described in e-mails sent to me by anxious students and postdocs seem very clear-cut examples of unethical behavior by advisors. I hope that in at least some of these departments and institutes, there is a mechanism by which students and postdocs can get help and these advisors be held accountable for their repeated 'irresponsible conduct in research'. It doesn't seem like there is, or, at least, it doesn't seem like students know about the possibilities and/or feel that there are any reasonable options.

And that leads me to my question of the day: What are the mechanisms by which advisor-advisee problems such as these can (theoretically) be resolved? 

I am particularly ignorant about the biosciences, but there is likely quite a lot of variability in this answer as a function of institution type and size, across all academic disciplines. My impression, however, is that large biomedical/biochemistry/bio-etc. labs operate as semi-autonomous units in which the PI sets the rules, even if some of these rules would be widely recognized as abusive. (tangent: Don't these PIs have to undergo Ethics Training and attend Responsible Conduct in Research workshops? Don't they see themselves in some of the classic case studies discussed in these workshops?). Advisor-advisee problems can be difficult to resolve even in departments in which there is some degree of oversight, but what recourse do students have in PI-ruled kingdoms?

Even in cases in which there is a mechanism by which students can get help from faculty and administrators, the most difficult issues remain: a student who has a lot of time and effort invested in a research project doesn't want to have lose ground and experience even more disruptions (i.e., sometimes it is easier just to put up with an awful advisor and get out as soon as possible); and
a student with an abusive advisor may be reluctant to complain, fearing the consequences for future career opportunities (the letter of reference anxiety, common to all types of harassment situations).

I will give one specific example of a conflict and resolution situation with which I am familiar, just to show that it can work out in some cases. At University Z, an advisor didn't think a grad student had done enough work to attain the degree, even though the student had been in the grad program for longer than peer students and had (in the opinion of some) accomplished at least as much as others who were awarded the same graduate degree from that department. The faculty had some sympathy for the advisor, who was justified in being frustrated by the not-great work done by this student, but the student had a job offer, and the offer depended on the student's having the graduate degree. The advisor was not willing to budge; the student needed to do more work or no degree, even though the advisor had no grant to support the student's further research. The rest of the student's committee and the departmental graduate program advisor examined the available information and disagreed with the advisor: they felt that the student had done enough research of sufficient quality to be awarded the degree. The advisor refused to sign the relevant forms, so the graduate program advisor and committee members took care of the paperwork, the student got the degree, and is now happily employed.

This worked out in part because the student no longer needed the advisor's letter of reference; in the future, if a letter is needed, the graduate committee members can help with this, bypassing the angry advisor.


That incident had a happy ending; I suspect that most do not, but it would be useful to have more information, in part so that we are all better informed when students ask for advice.

Therefore, I am interested in hearing about examples from different departments, institutions, and academic disciplines:
  • Is there a good way to resolve serious problems in your department/university/etc.? 
  • How much is your department (etc.) willing to get involved in advisor-advisee issues, when problems are detected? and
  • Even if there is some process on the books for resolving serious problems involving advisors and students, do students ever find it reasonable and useful to pursue these options, or is the conflict resolution process seen as something that sounds good in theory, but has too many pitfalls (or is just a bunch of empty words in a document somewhere, to make administrators feel better)?